Michael Lee

Senior Financial Advisor at First Financial of Aspen

Financial Adviser at First Financial Equity Corporation in Aspen, CO

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(970) 618-3963

Address

520 E. Cooper in Aspen, CO 81611

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Specialties

Annuities
Bonds & Fixed Income
Business Planning
Commodities
Education Savings
Equities
Estate Planning

Life Insurance
Mutual Funds
Options & Futures
Retirement Planning
Risk Management
Tax Advantaged Investments

Servicing

Credentials

Licenses

Insurance

As of October 13, 2015

Series 63

The Series 63 license, known as the Uniform Securities Agent license, is required by each state and authorizes licensees to transact business within the state. All Series 6 and Series 7 licensees must carry this license as well. As of October 13, 2015

Series 66

This Series 66 is the newest exam offered by NASAA. In essence, it combines the Series 63 and 65 exams into one 150-minute exam. This test contains no investment material, as the Series 66 license is only available to candidates that are already Series 7 licensed. As of October 13, 2015

Series 7

The Series 7 license is known as the general securities representative (GS) license. It authorizes licensees to sell virtually any type of individual security. As of October 13, 2015

Associations

BPO Elks

Member October 2015 – present

Background

Experience

Senior Financial Advisor

First Financial of Aspen October 2015 – present

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